Atomera (ATOM): 61% of shares held by Institutions and Insiders after Q4 filings

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Every quarter I review all the current 13f filings and get an idea of who is buying. Since Q1 the number of 13f filings is up 3x from 23 in Q1 to 75 in Q4. Adding all the 13f filings there are now 10.473m shares accounted for and with insiders holding 3.1m shares approx. 61%(13.70m) of the 22.4m total outstanding shares can be accounted for as of 12/31. I suspect much of the buying in 2021 has been institutions given the increase in volume and price and we will see those filings in another 3 months. With $37.9m in cash and no need to sell shares the number of available shares is shrinking every day.

  • 75(Q4) Institutions/13f filers now own shares up from 23(Q1)
  • Institutions increased to 10.50 up from 10.173k(Q3)
  • 46 Institutions bought/added shares in Q4 and only 25 sold

Atomera is engaged in the business of developing, commercializing and licensing proprietary materials, processes and technologies for the $450+ billion semiconductor industry. We believe that by incorporating MST, transistors can be smaller, with increased speed, reliability and energy efficiency. We believe that MST can be widely incorporated into the most common types of semiconductor products, including analog, logic, optical and memory integrated circuits.

  • Atomera shares outstanding 22.4m
  • Insiders 3.1m or 13.8%
  • Institutions holdings from 13f filings 10.6m or 47%
    • Blackrock Inc. 1.148 million up 148k
    • Valley High Capital 1 million
    • Valley High Limited Capital 1 million
    • Peter Appel 871k down 500k
    • Vanguard 849k up 93k
    • Vulpes Innovative Technologies 743k
    • AWM Investment 578k down 90k
    • Hollencrest 556k up 41k
    • K2 Energy 520k
    • Susquehanna 300k up 214k
    • Geode Capital 271k up 46k
    • Statestreet Capital 245k up 29k
    • Citadel Advisors 240k up 120k
    • Avenir Corp 239k
    • Flagship Harbor 223k New 223k
    • Bard Associates 193k
    • Northern trust 188k
    • Sargent investment 152k up 7k
    • Sculptor Capital 124k up 61k
  • 13.70m(61%) shares held by Institutions and Insiders
  • Float 8.8m shares before retail estimate
  • Estimate retail holdings 6-7m(guess)
  • Estimated Float less than 2m after retail estimate
  • Shares Short 2.95m(3/31) Up 30% in last month
  • 10 Day average volume 406k/day
  • Cash $37.9m burn rate $3.5m/qrt approx as of 12/31
  • 269 patents granted and pending with 26 patents issued in 2020 and 3 so far 2021
  • 80 patents pending

Any due diligence from this site is for entertainment only and not a solicitation to buy or sell Atomera stock. Any estimates are just examples of what is possible and should not be considered financial advise. I have not been compensated in any way and will never be compensated for my reports.

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