Atomera (ATOM): 65% of shares held by Institutions and Insiders after Q1(2021) filings

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Every quarter I review all the current 13f filings and get an idea of who is buying. Since Q1(2020) the number of 13f filings is up 4x from 23 in Q1 to 97 in Q1(2021). Adding all the 13f filings there are now 12.34m shares accounted for and with insiders holding 2.53m shares approx. 65%(14.87m) of the 23m total outstanding shares can be accounted for as of 3/31. With $36.7m(2+ years) in cash and no need to sell shares the float shrinks every quarter. There are now 97 13f filers and each quarter a large percentage add to their positions. 8 filers added over 100k shares each in the quarter and Invesco initiated a 273k share position. 30 new funds bought shares.

  • 97(Q1) Institutions/13f filers now own shares up from 75(Q4). 30 NEW funds initiated positions.
  • Institutions increased 18% to 12.34(Q1) up from 10.50k(Q4)
  • 66 Institutions bought/added shares in Q1 and only 25 sold

Atomera is engaged in the business of developing, commercializing and licensing proprietary materials, processes and technologies for the $450+ billion semiconductor industry that is growing to $750b by 2027. By incorporating MST, transistors can be smaller, with increased speed, reliability and energy efficiency. In legacy nodes, by adopting MST, performance can be increased and die shrunk so capacity can increase over 30% and help solve the current industry shortage issues. Recent data demonstrated the applicability of MST to leading edge 3nm fabs meaning MST can be adopted across the entire $750b TAM. We believe that MST can be widely incorporated into the most common types of semiconductor products, including analog, logic, optical and memory integrated circuits.

  • Atomera shares outstanding 23.1m
  • Insiders 2.53m or 10.96%
  • Institutions holdings from 13f filings 12.34m or 54%. Below are only the +100k filers
    • Blackrock Inc. 1.258 million up 109k
    • Valley High Capital 1 million
    • Valley High Limited Capital 1 million
    • Vanguard 888k up 38k
    • Peter Appel 871k
    • Vulpes Innovative Technologies 743k
    • Hollencrest 642k up 87k
    • K2 Energy 520k
    • Susquehanna 519k up 218k
    • Citadel Advisors 364k up 123k
    • Geode Capital 315k up 43k
    • Morgan Stanley 308k up 284k
    • Statestreet Corp 284k up 39k
    • Invesco 273k NEW
    • Avenir Corp 240k
    • Baird 195k up 143k
    • Northern trust 189k up 1k
    • Bard Associates 186k down 7k
    • AWM Investment 183k down 395k
    • Sargent investment 162k up 9k
    • Flagship Harbor 148k down 75k
    • Jane Street Group 136k NEW
    • Sculptor Capital 124k up 61k
    • Brevan Howard Capital 108K NEW
  • 14.87m(65%) shares held by Institutions and Insiders
  • Float 8.4m shares before retail estimate
  • Estimate retail holdings 6-7m(guess)
  • Estimated Float less than 2m after retail estimate
  • Shares Short 3.47m(5/28
  • Cash $36.7m burn rate $3.5m/qrt approx as of 3/31
  • 276 patents granted and pending with 26 patents issued in 2020 and 4 so far 2021
  • 86 patents pending
10 additional customers ready for Phase 4

Any due diligence from this site is for entertainment only and not a solicitation to buy or sell Atomera stock. Any estimates are just examples of what is possible and should not be considered financial advise. I have not been compensated in any way and will never be compensated for my reports.

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